Brooklyn Eagle reports.
The firm, TWS Financial, is headed by Polish-born Roman Sledziejowski and catered to the Polish immigrant community in Brooklyn.
Sledziejowski’s attorney told the Eagle that the charges have "only been made within FINRA, not within the legal system."
TWS's website says, "All client funds are deposited with top-rated and secure financial institutions, client funds are deposited with JP Morgan Chase Bank . . ."
Only maybe they weren't.
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